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Michael Howard Spencer

Tucker Asset Management LLC

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About Michael Howard Spencer

Michael Howard Spencer is a registered investment advisor representative with Tucker Asset Management LLC and has been working in the financial services industry for over 30 years. Michael Spencer holds the Series 7, Series 63, Series 24, and Series 65 licenses. Michael is a Chartered Financial Consultant. Michael Spencer is a registered investment advisor in Virginia.

Firm Information

Michael Spencer is currently registered with Tucker Asset Management LLC. Tucker Asset Management LLC is a registered investment advisor based in Littleton, Colorado. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. With 78 licensed agents and a focus on client relationships, Tucker Asset Management has over $476 million in regulatory assets under management.
Tucker Asset Management LLC

1520 WEST CANAL COURT

LITTLETON, CO 80120

$476.48M

Assets Under Management

Not reported

Total Clients

69

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Shares in fees paid to third party investment advisers

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Michael Spencer’s Registration & Firm History

VA

10/03/2022 - Present

Tucker Asset Management LLC (Virginia Beach VA)

VA

06/01/2006 - 10/12/2018

PARKLAND SECURITIES, LLC (VIRGINIA BEACH VA)

VA

08/07/1992 - 06/02/2006

WOODBURY FINANCIAL SERVICES, INC. (VIRGINIA BEACH VA)

AZ

11/19/1989 - 08/11/1992

ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)

NA

08/16/1984 - 11/19/1989

INTEGRATED RESOURCES EQUITY CORPORATION

NA

06/25/1986 - 12/19/1988

LINCOLN FINANCIAL ADVISORS CORPORATION

NA

06/25/1986 - 12/19/1988

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

NA

06/24/1986 - 12/19/1988

LINCOLN NATIONAL PENSION INSURANCE COMPANY

NA

04/19/1984 - 09/11/1984

LIFE OF VIRGINIA SECURITY SALES, LTD.

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Licenses & Designations

IA

Issued 07/17/2003

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/25/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/17/1988

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/14/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for Michael Howard Spencer. Review regulatory record here.
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