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Michael Howard Kaufman

Safra Securities LLC

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About Michael Howard Kaufman

Michael Kaufman is a registered representative with Safra Securities LLC, a broker-dealer. Michael's professional experience in the securities industry dates back to June 19, 2000. Michael has held positions with Safra Securities LLC since June 20, 2000. Michael is licensed in New York.

Firm Information

Michael Kaufman is currently registered with Safra Securities LLC. Safra Securities LLC, a Limited Liability Company formed in 2009, is registered with the SEC and in 42 states. The firm has been involved in 2 regulatory events and 1 arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kaufman’s Registration & Firm History

NY

06/20/2000 - Present

Safra Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/11/2001

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Howard Kaufman.
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