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Michael Hoare

Guggenheim Investments

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About Michael Hoare

Michael Hoare is a financial professional with experience in the investment industry. Michael is currently registered as a Registered Representative (RR) and an Investment Adviser Representative (IAR) in California and Illinois. Michael is associated with Guggenheim Investments and has been in the industry since May 14, 2016. Michael has passed the Series 63, Series 65, Series 7TO, and SIE exams. Michael specializes in providing portfolio management for investment companies and pooled investment vehicles.

Firm Information

Michael Hoare is currently registered with Guggenheim Investments. Guggenheim Investments is an investment advisor based in NEW YORK, NY. The firm manages approximately $11,255,391,581 in regulatory assets under management for 138 accounts. The firm provides investment advice to investment companies and pooled investment vehicles.
Guggenheim Investments

330 MADISON AVENUE

NEW YORK, NY 10017

$11.26B

Assets Under Management

1

Total Clients

39

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Hoare’s Registration & Firm History

NY

04/16/2019 - Present

Guggenheim Investments (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/09/2019

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 03/24/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/2019

Series 7TO - General Securities Representative Examination

BC

Issued 03/08/2019

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Hoare.
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