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Michael Hisamune Oka

Bbva Securities Inc.

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About Michael Hisamune Oka

Michael Hisamune Oka is a financial professional with over 20 years of experience in the financial services industry. Michael has held various positions at several firms, including MUFG Securities Americas Inc., BTMU Securities, Inc., BBVA Securities Inc. and Citigroup Global Markets Inc. Michael Oka is currently registered with BBVA Securities Inc., a firm with a strong reputation in the industry. Michael is a Series 7, Series 24, Series 63, and Series 79 licensed professional, specializing in investment banking.

Firm Information

Michael Oka is currently registered with Bbva Securities Inc.. BBVA Securities Inc. is a corporation that was formed on March 13, 1990. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

104

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Oka’s Registration & Firm History

NY

04/12/2024 - Present

Bbva Securities Inc. (NEW YORK NY)

NY

04/01/2017 - 09/21/2020

MUFG SECURITIES AMERICAS INC. (NEW YORK NY)

NY

09/11/2013 - 04/01/2017

BTMU SECURITIES, INC. (NEW YORK NY)

NY

01/30/2008 - 08/20/2013

BBVA SECURITIES INC. (NEW YORK NY)

NY

05/14/2003 - 12/19/2007

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/15/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/2023

Series 24 - General Securities Principal Examination

BC

Issued 11/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 11/18/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Hisamune Oka.
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