Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bergman is an active investment advisor representative with Cetera Investment Advisers LLC and has been in the industry since 1969. Michael is registered with the state of Connecticut and has prior experience with several other firms, including Walnut Street Securities, Inc. and MetLife Securities Inc. His credentials include Series 63, Series 7TO, SIE, and Series 1 exams. Michael offers a range of services including financial planning, portfolio management, and pension consulting. He primarily focuses on providing investment advisory services to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/29/2023 - Present
Cetera Investment Advisers LLC (DANBURY CT)
CT
08/01/2003 - 09/03/2013
WALNUT STREET SECURITIES, INC. (DANBURY CT)
CT
04/16/2007 - 01/30/2012
METLIFE SECURITIES INC. (DANBURY CT)
CT
08/02/2000 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (DANBURY CT)
NY
06/13/1994 - 08/01/2003
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
NY
10/20/1980 - 10/01/1993
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
04/26/1972 - 10/01/1993
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NA
05/01/1969 - 06/17/1971
CG EQUITY SALES COMPANY
BC
Issued 02/14/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/1969
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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