Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Willis is a financial advisor with over 38 years of experience in the industry. Michael is currently registered with Mesirow Financial, Inc. and holds both Series 66 and Series 63 registrations. In addition to his registrations, Michael has also passed the SIE and Series 7 exams. Michael previously worked at RBS Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered in 19 states across the United States, including Illinois, California, Florida, New York, Texas, and Washington.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
12/22/2011 - Present
Mesirow Financial, Inc. (CHICAGO IL)
IL
03/16/2005 - 11/18/2011
RBS SECURITIES INC. (CHICAGO IL)
NY
12/18/1984 - 03/17/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 06/27/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Michael Willis is the right advisor for you? Invested Better is here to help.
