Unclaimed
Michael Seelenfreund is a financial professional with over 20 years of experience in the financial industry. Michael has been registered with the Securities and Exchange Commission (SEC) since 2000 and has held a variety of roles at several financial institutions. Michael is currently a Registered Representative with J.h. Darbie & Co., Inc. located in New York, New York. Previously, Michael worked at firms like Transcend Capital and Solaris Securities, Inc. Michael is a Series 7 and Series 66 licensed professional. Michael is a specialist in both portfolio management for individuals and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Subadvisory and solicitations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Subadvisory and solicitations
1
2
NY
07/25/2011 - Present
J.h. Darbie & CO., Inc. (NEW YORK NY)
TX
08/11/2010 - 07/14/2011
TRANSCEND CAPITAL (AUSTIN TX)
TX
05/03/2010 - 08/10/2010
SOLARIS SECURITIES, INC. (SAN ANTONIO TX)
NY
01/23/2009 - 04/12/2010
SOUTHRIDGE INVESTMENT GROUP LLC (NEW YORK NY)
NY
06/16/2004 - 01/22/2009
MATRIX U.S.A., LLC (NEW YORK NY)
NY
04/16/2002 - 06/15/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
04/20/2000 - 04/16/2002
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 02/23/2009
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 05/15/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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