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Michael Henry Seelenfreund

J.h. Darbie & CO., Inc.

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About Michael Henry Seelenfreund

Michael Seelenfreund is a financial professional with over 20 years of experience in the financial industry. Michael has been registered with the Securities and Exchange Commission (SEC) since 2000 and has held a variety of roles at several financial institutions. Michael is currently a Registered Representative with J.h. Darbie & Co., Inc. located in New York, New York. Previously, Michael worked at firms like Transcend Capital and Solaris Securities, Inc. Michael is a Series 7 and Series 66 licensed professional. Michael is a specialist in both portfolio management for individuals and selection of other advisors.

Firm Information

Michael Seelenfreund is currently registered with J.h. Darbie & CO., Inc.. J.h. Darbie & CO., Inc. is a Corporation registered with the SEC and in 46 states. Founded in June 1997, the firm offers advisory services including portfolio management for individuals and selection of other advisors. They also participate in wrap fee programs. They have approximately 9 employees, including licensed agents, investment advisor representatives, and registered representatives. The firm's website is HTTP://WWW.JHDARBIE.COM.

Not reported

Assets Under Management

Not reported

Total Clients

28

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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subadvisory and solicitations

Subadvisory and solicitations

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Subadvisory and solicitations

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Michael Seelenfreund’s Registration & Firm History

NY

07/25/2011 - Present

J.h. Darbie & CO., Inc. (NEW YORK NY)

TX

08/11/2010 - 07/14/2011

TRANSCEND CAPITAL (AUSTIN TX)

TX

05/03/2010 - 08/10/2010

SOLARIS SECURITIES, INC. (SAN ANTONIO TX)

NY

01/23/2009 - 04/12/2010

SOUTHRIDGE INVESTMENT GROUP LLC (NEW YORK NY)

NY

06/16/2004 - 01/22/2009

MATRIX U.S.A., LLC (NEW YORK NY)

NY

04/16/2002 - 06/15/2004

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

04/20/2000 - 04/16/2002

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

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Licenses & Designations

IA

Issued 02/23/2009

Series 65 - Uniform Investment Adviser Law Examination

BOTH

Issued 05/15/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/19/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Henry Seelenfreund.
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