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Michael Henry Sandow

Neuberger Berman BD LLC

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About Michael Henry Sandow

Michael Henry Sandow is an investment advisor representative at Neuberger Berman BD LLC. Michael Sandow has been in the securities industry since February 27, 1997. Michael Sandow's current registrations include Series 63 and 65 for the state of Illinois and Series 63 and 65 for the state of New York. Previously, Michael Sandow was registered with Neuberger Berman Management LLC, Pioneer Funds Distributor, Inc., Scudder Distributors, Inc., and Pruco Securities Corporation. Michael Sandow is also a registered representative for Neuberger Berman BD LLC. Michael Sandow is a specialist in providing financial planning and selection of other advisors.

Firm Information

Michael Sandow is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Sandow’s Registration & Firm History

IL

03/29/2021 - Present

Neuberger Berman BD LLC (CHICAGO IL)

IL

01/25/2011 - 06/30/2016

NEUBERGER BERMAN MANAGEMENT LLC (CHICAGO IL)

IL

09/19/2006 - 04/08/2011

PIONEER FUNDS DISTRIBUTOR, INC. (CHICAGO IL)

IL

10/16/1998 - 12/15/2005

SCUDDER DISTRIBUTORS, INC. (CHICAGO IL)

NJ

06/14/1994 - 11/01/1996

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 08/13/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/05/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/13/1994

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Henry Sandow.
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