Unclaimed
Michael Ory is a financial professional with over 25 years of experience in the financial services industry. Michael is currently registered with Brentwood Capital Advisors LLC in Tennessee and holds a Series 7, Series 10, Series 9, Series 24, Series 4, Series 63 and Series 79TO license. Michael has previously worked with BRG CAPSTONE CAPITAL ADVISORS and RAYMOND JAMES & ASSOCIATES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
03/03/2021 - Present
Brentwood Capital Advisors LLC (NASHVILLE TN)
TN
04/03/2020 - 03/15/2021
BRG CAPSTONE CAPITAL ADVISORS (Nashville TN)
TN
04/19/2001 - 04/01/2020
RAYMOND JAMES & ASSOCIATES, INC. (NASHVILLE TN)
GA
04/18/1997 - 04/16/2001
SUNTRUST EQUITABLE SECURITIES (ATLANTA GA)
BC
Issued 05/22/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 4 - Registered Options Principal Examination
BC
Issued 11/17/2020
Series 24 - General Securities Principal Examination
BC
Issued 05/21/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/18/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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