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Michael Henry Martuscello

TFS Derivatives LLC

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About Michael Henry Martuscello

Michael Martuscello is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with TFS Derivatives LLC and Tradition Securities AND Derivatives LLC. Michael has a broad range of experience in the securities industry, including trading, operations, and compliance. He holds several industry licenses and designations, including Series 3, 7, 24, 52TO, 53, 55, 57TO, 63, 65, 99TO and SIE. Michael is committed to providing his clients with the highest level of service and expertise.

Firm Information

Michael Martuscello is currently registered with TFS Derivatives LLC. TFS Derivatives LLC is a Limited Liability Company formed in March 2016. The firm is registered in 17 states and has an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Martuscello’s Registration & Firm History

NY

07/31/2017 - Present

TFS Derivatives LLC (NEW YORK NY)

NJ

12/04/2014 - 07/20/2016

E*TRADE CLEARING LLC (JERSEY CITY NJ)

NJ

12/02/2014 - 07/20/2016

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

NY

07/09/2012 - 12/04/2014

STANDARD CREDIT SECURITIES INC. (NEW YORK NY)

NY

07/09/2012 - 12/04/2014

TFS DERIVATIVES CORPORATION (NEW YORK NY)

NY

07/09/2012 - 12/04/2014

TRADITION ASIEL SECURITIES INC. (NEW YORK NY)

NY

07/09/2012 - 08/22/2014

AVATAR CAPITAL GROUP LLC (NEW YORK NY)

NY

06/06/2011 - 02/10/2012

SEB ENSKILDA, INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 07/10/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/05/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/02/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/29/2014

Series 4 - Registered Options Principal Examination

BC

Issued 01/28/2013

Series 14 - Compliance Officer Examination

BC

Issued 01/23/2013

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/31/2015

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/03/2014

Series 3 - National Commodity Futures Examination

BC

Issued 06/03/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

F

FINRA

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Henry Martuscello.
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