Unclaimed
Michael Martuscello is a financial professional with over 10 years of experience in the financial services industry. He is currently registered with TFS Derivatives LLC and Tradition Securities AND Derivatives LLC. Michael has a broad range of experience in the securities industry, including trading, operations, and compliance. He holds several industry licenses and designations, including Series 3, 7, 24, 52TO, 53, 55, 57TO, 63, 65, 99TO and SIE. Michael is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
07/31/2017 - Present
TFS Derivatives LLC (NEW YORK NY)
NJ
12/04/2014 - 07/20/2016
E*TRADE CLEARING LLC (JERSEY CITY NJ)
NJ
12/02/2014 - 07/20/2016
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
07/09/2012 - 12/04/2014
STANDARD CREDIT SECURITIES INC. (NEW YORK NY)
NY
07/09/2012 - 12/04/2014
TFS DERIVATIVES CORPORATION (NEW YORK NY)
NY
07/09/2012 - 12/04/2014
TRADITION ASIEL SECURITIES INC. (NEW YORK NY)
NY
07/09/2012 - 08/22/2014
AVATAR CAPITAL GROUP LLC (NEW YORK NY)
NY
06/06/2011 - 02/10/2012
SEB ENSKILDA, INC. (NEW YORK NY)
IA
Issued 07/10/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/02/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/29/2014
Series 4 - Registered Options Principal Examination
BC
Issued 01/28/2013
Series 14 - Compliance Officer Examination
BC
Issued 01/23/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2015
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/03/2014
Series 3 - National Commodity Futures Examination
BC
Issued 06/03/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
F
FINRA
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
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