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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Henry Haggerty is a financial advisor at UBS Financial Services Inc. with over 36 years of experience in the financial services industry. Michael is a registered representative with FINRA and holds the Series 63, Series 7, and SIE licenses, as well as the Series 65 license for investment advising. Michael specializes in providing financial planning, portfolio management, and other services to individuals, families, and businesses. He is committed to building long-term relationships with his clients and providing them with the personalized advice and guidance they need to achieve their financial goals. Michael is located at the UBS Financial Services Inc. office in NEW HAVEN, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
08/20/1985 - Present
UBS Financial Services Inc. (NEW HAVEN CT)
IA
Issued 12/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/12/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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