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Michael Henry Gavan

Russell Investments

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About Michael Henry Gavan

Michael Gavan is a registered investment advisor with Russell Investments. Michael has been in the financial industry since August 2010. Michael is licensed in 53 states. Michael holds Series 7, Series 63 and Series 66 licenses. Michael has worked at Aquila Distributors LLC and MetLife Securities Inc. in the past.

Firm Information

Michael Gavan is currently registered with Russell Investments. Russell Investments is a Seattle-based investment firm with over $5 trillion in regulatory assets under management. They provide portfolio management services for individuals, businesses, investment companies, pooled investment vehicles, and pension plans. They also offer selection of other advisors and pension consulting.
Russell Investments

1301 SECOND AVENUE

SEATTLE, WA 98101

$52.48B

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

% of revenue/intracompany agrmts and % of assets/advsmt

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Michael Gavan’s Registration & Firm History

WA

09/16/2020 - Present

Russell Investments (SEATTLE WA)

NY

09/29/2014 - 07/01/2019

AQUILA DISTRIBUTORS LLC (NEW YORK NY)

NY

08/31/2011 - 09/19/2014

METLIFE SECURITIES INC. (STATEN ISLAND NY)

NY

08/04/2010 - 09/01/2011

AXA ADVISORS, LLC (LAKE SUCCESS NY)

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Licenses & Designations

BOTH

Issued 09/03/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 08/13/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Henry Gavan.
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