Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Bautista is a financial advisor with over 35 years of experience in the financial services industry. Michael is a Registered Representative and Investment Advisor Representative of Equitable Advisors, LLC, a subsidiary of Equitable Holdings, Inc. Michael has a strong track record of helping clients achieve their financial goals. Michael specializes in providing financial planning, investment management, and insurance services to individuals, families, and businesses. Michael has a deep understanding of the financial markets and is committed to providing personalized advice to his clients. Michael is passionate about helping clients plan for their future and achieve their financial dreams. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and is a member of the Securities Investor Protection Corporation (SIPC).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
06/08/2022 - Present
Equitable Advisors, LLC (POUGHKEEPSIE NY)
NY
10/26/1988 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/25/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/25/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/12/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/25/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Bautista is the right advisor for you? Invested Better is here to help.
