Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Urner is a financial advisor with Wells Fargo Clearing Services, LLC. Michael has been in the industry since 1995 and has experience working with a variety of clients including high net worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Michael also has experience with investment consulting services to institutional clients. Michael has been registered with Wells Fargo Clearing Services, LLC since November 2016. Michael is licensed in multiple states and holds the Series 3, 7, 63, and 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/23/2009 - Present
Wells Fargo Clearing Services, LLC (LAGUNA BEACH CA)
CA
06/01/2009 - 10/29/2009
MORGAN STANLEY SMITH BARNEY (LAGUNA BEACH CA)
CA
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (LAGUNA BEACH CA)
CA
09/23/2005 - 04/02/2007
MORGAN STANLEY DW INC. (LAGUNA BEACH CA)
NJ
09/14/1995 - 10/06/2005
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IA
Issued 10/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/20/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/16/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/13/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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