Unclaimed
Michael Cornell is a financial advisor with Mountainside Securities LLC, located in Summit, NJ. Michael has been in the securities industry since July 17, 1996 and has a diverse range of experience in the field. Michael holds several licenses and certifications, including Series 7, Series 24, Series 52TO, Series 53, Series 99TO and Series 63. Michael is registered in 20 states including Arizona, California, Colorado, Florida, Georgia, Illinois, Maryland, Massachusetts, Michigan, Missouri, New Hampshire, New Jersey, New York, Oregon, Pennsylvania, Rhode Island, South Carolina, Texas, Virginia and Washington. Michael has a proven track record of success in providing clients with personalized financial advice and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
11/13/2018 - Present
Mountainside Securities LLC (Summit NJ)
NJ
03/16/2015 - 11/13/2018
W. H. MELL ASSOCIATES, INC. (SUMMIT NJ)
NJ
07/16/1996 - 03/13/2015
R. SEELAUS & CO.,INC. (SUMMIT NJ)
BC
Issued 05/14/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/29/2018
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/10/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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