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Michael Healey

Cowen AND Co.

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About Michael Healey

Michael Healey is a registered representative with Cowen AND Co. in Stamford, Connecticut. Michael has over 18 years of experience in the financial services industry and holds Series 7, Series 63, and Series 99TO licenses. Michael has previously worked at UBS Securities LLC, Jefferies LLC, COWEN EXECUTION SERVICES LLC, and COWEN PRIME SERVICES LLC.

Firm Information

Michael Healey is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Healey’s Registration & Firm History

CT

06/03/2015 - Present

Cowen AND Co. (Stamford CT)

NY

01/25/2016 - 02/10/2022

COWEN PRIME SERVICES LLC (NEW YORK NY)

NY

04/20/2018 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NY

05/26/2009 - 06/05/2015

JEFFERIES LLC (NEW YORK NY)

CT

09/22/2005 - 06/02/2009

UBS SECURITIES LLC (STAMFORD CT)

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Licenses & Designations

BC

Issued 01/15/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/12/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Healey.
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