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Michael Hayes Hamilton

Wedbush Securities Inc.

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About Michael Hayes Hamilton

Michael Hamilton is a financial professional with over 40 years of experience in the financial services industry. Michael is currently registered with Wedbush Securities Inc. Michael has previously been registered with Morgan Keegan & Company, Inc. and Lehman Brothers Inc. Michael holds a variety of licenses and certifications, including Series 7, Series 10, Series 24, Series 63, and Series 65. Michael's expertise spans a broad range of financial products and services, including investment advisory, securities brokerage, and financial planning. Michael is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals.

Firm Information

Michael Hamilton is currently registered with Wedbush Securities Inc.. Wedbush Securities Inc. is a corporation formed in 1966 and headquartered in Los Angeles, California. The firm provides financial planning, pension consulting, and educational seminars, in addition to portfolio management services for individuals, businesses, and other investment advisors. They operate in all 50 states and are registered with the SEC and all 52 state securities regulators. With over 500 registered representatives and approximately $1 billion - $10 billion in assets under management, Wedbush Securities Inc. is a well-established firm serving a diverse client base.
Wedbush Securities Inc.

ATTN: COMPLIANCE DEPT.

LOS ANGELES, CA 90017

$5.74B

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Hamilton’s Registration & Firm History

TX

10/05/2024 - Present

Wedbush Securities Inc. (HOUSTON TX)

TN

05/31/1995 - 12/15/2004

MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)

NY

07/23/1986 - 06/13/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

02/21/1984 - 08/12/1986

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

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Licenses & Designations

IA

Issued 07/31/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/09/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/02/2009

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 02/09/2009

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 02/12/2005

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/21/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Hayes Hamilton. Review regulatory record here.
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