Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Nessim is a financial advisor with over 27 years of experience in the industry. Michael is currently registered with Kingswood Wealth Advisors, LLC and has a Series 7, Series 63, Series 24, Series 65 and Series 99TO license. Michael previously worked at EF HUTTON LLC, CAPE SECURITIES INC., NEWBRIDGE SECURITIES CORPORATION, SAXONY SECURITIES, INC., J.P. TURNER & COMPANY, L.L.C., and JOSEPHTHAL & CO., INC. Michael specializes in providing financial planning, portfolio management, and pension consulting services to individuals, businesses, and institutional clients. Michael is also a member of the Eagle Holding LLC, Ganet, LLC (DBA), Promenade Condominium Association, Manhattan Harbor Capital LLC (DBA), and SAG Marketing.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/03/2021 - Present
Kingswood Wealth Advisors, LLC (New York NY)
NY
02/23/2019 - 05/13/2024
EF HUTTON LLC (New York NY)
GA
06/24/2019 - 06/29/2020
CAPE SECURITIES INC. (MCDONOUGH GA)
NY
09/05/2008 - 02/22/2019
NEWBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
02/07/2008 - 09/10/2008
SAXONY SECURITIES, INC. (NEW YORK NY)
NY
08/06/1998 - 03/06/2008
J.P. TURNER & COMPANY, L.L.C. (NEW YORK NY)
NY
10/19/1995 - 08/03/1998
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
01/03/1995 - 11/10/1995
A. R. BARON & CO., INC. (NEW YORK NY)
IA
Issued 03/24/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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