Unclaimed
Michael Harvey Murray Shea is a financial advisor in Boston, MA with over 20 years of experience in the industry. Michael Shea currently works at Shea & Company, LLC and is registered with FINRA and the states of California, Massachusetts, and New York. Michael Shea has held previous roles at J.P. Morgan Securities Inc., Hambrecht & Quist LLC, BT Alex. Brown Incorporated, and First Albany Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
07/13/2010 - Present
Shea & Company, LLC (BOSTON MA)
NY
02/01/2000 - 09/15/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CA
05/12/1999 - 02/01/2000
HAMBRECHT & QUIST LLC (SAN FRANCISCO CA)
MD
04/02/1998 - 03/05/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NY
08/29/1996 - 03/27/1998
FIRST ALBANY CORPORATION (NEW YORK NY)
BC
Issued 11/23/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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