Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Harvey Carley is a financial advisor with over 23 years of experience in the financial services industry. Michael is currently registered with LPL Financial LLC and has been with the firm since January 2009. Prior to joining LPL Financial, Michael was employed at Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., U.S. Bancorp Piper Jaffray Inc., Farmers Financial Solutions, LLC, and Paine Webber Incorporated. Michael holds Series 7, 24, 31, and 63 securities licenses as well as a Series 65 investment advisor license. Michael specializes in financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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AZ
08/19/2021 - Present
LPL Financial LLC (TUCSON AZ)
AZ
04/02/2007 - 02/02/2009
MORGAN STANLEY & CO. INCORPORATED (TUCSON AZ)
AZ
08/22/2002 - 04/02/2007
MORGAN STANLEY DW INC. (GREEN VALLEY AZ)
MN
04/16/2001 - 09/03/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
CA
03/08/2001 - 04/13/2001
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
NJ
07/30/1998 - 02/23/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 08/14/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/07/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/03/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 07/28/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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