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Michael Harry Novick

Velocity Clearing, LLC

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About Michael Harry Novick

Michael Novick is a financial professional with over 20 years of experience in the industry. Michael has been registered with Velocity Clearing, LLC since 2021. Prior to that, Michael was employed by Weeden & Co. L.P. in Greenbrae, CA and Mercury American Capital Corp. in Boca Raton, FL. Michael holds a number of licenses and designations including Series 4, 7, 24, 27, 63, and SIE.

Firm Information

Michael Novick is currently registered with Velocity Clearing, LLC. Velocity Clearing, LLC is a Limited Liability Company formed in June 2010 and is approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC and has been involved in 4 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Novick’s Registration & Firm History

NJ

04/05/2021 - Present

Velocity Clearing, LLC (HAZLET NJ)

CA

03/03/2004 - 06/29/2011

WEEDEN & CO.L.P. (GREENBRAE CA)

NA

08/13/1996 - 01/23/1997

MERCURY AMERICAN CAPITAL CORP.

FL

06/05/1996 - 08/05/1996

EURO-ATLANTIC SECURITIES INC. (BOCA RATON FL)

NY

02/16/1996 - 06/03/1996

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/03/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/08/1996

Series 4 - Registered Options Principal Examination

BC

Issued 09/27/1996

Series 27 - Financial and Operations Principal Examination

BC

Issued 07/19/1996

Series 24 - General Securities Principal Examination

BC

Issued 04/05/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/03/2021

SIE - Securities Industry Essentials Examination

BC

Issued 10/31/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Harry Novick.
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