Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael West is a financial professional with over 20 years of experience in the industry. Michael has held positions at Fidelity Investments Institutional Services Company, Inc. and Fidelity Brokerage Services LLC. Currently, Michael is registered with Fidelity Brokerage Services LLC. Michael holds the following licenses: Series 6, Series 7, Series 24, Series 63 and the SIE. Michael is licensed in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
01/03/2012 - Present
Fidelity Brokerage Services LLC (BOSTON MA)
RI
10/09/2009 - 01/03/2012
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
CA
01/01/2008 - 09/22/2009
FIDELITY BROKERAGE SERVICES LLC (EL SEGUNDO CA)
CA
12/08/2000 - 01/01/2008
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (EL SEGUNDO CA)
BC
Issued 01/16/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/2012
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/08/2006
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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