Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Woods is a financial professional with over 12 years of experience in the industry. Michael is currently registered with Wells Fargo Clearing Services, LLC and has a Series 7, Series 63 and Series 66 license. Michael has worked for several firms including Gordian Investments, LLC, Andrews Securities, LLC, and Imperial Capital, LLC. Michael also holds an active registration with the state of California as an Investment Advisor Representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
01/10/2024 - Present
Wells Fargo Clearing Services, LLC (TARPON SPRINGS FL)
CA
03/15/2012 - 04/07/2016
GORDIAN INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
02/22/2011 - 12/31/2011
ANDREWS SECURITIES, LLC (SAN FRANCISCO CA)
CA
01/20/2003 - 09/30/2003
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
BOTH
Issued 03/21/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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