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Michael Harris Brown

Pershing LLC

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About Michael Harris Brown

Michael Brown has been in the financial industry since 1984. Currently, Michael Brown is registered with Pershing LLC as a general securities representative, and is registered in New Jersey and New York. Prior to Pershing LLC, Michael Brown was a registered representative for THE NIKKO SECURITIES CO. INTERNATIONAL, INC. and FIRST INVESTORS CORPORATION. Michael Brown has obtained the Series 6, Series 7, Series 52TO, SIE and Series 63 licenses.

Firm Information

Michael Brown is currently registered with Pershing LLC. Pershing LLC is a Limited Liability Company formed in January 2003. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They have one approved SEC registration and 53 approved state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

692

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Brown’s Registration & Firm History

NJ

04/05/1999 - Present

Pershing LLC (JERSEY CITY NJ)

NY

02/24/1987 - 10/09/1998

THE NIKKO SECURITIES CO. INTERNATIONAL, INC. (NEW YORK NY)

NA

11/15/1982 - 04/03/1986

FIRST INVESTORS CORPORATION

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Licenses & Designations

BC

Issued 12/15/1983

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/01/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/21/1987

Series 7 - General Securities Representative Examination

BC

Issued 11/12/1982

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Harris Brown.
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