Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Handy has been in the financial services industry since 2011. He is currently registered with Fidelity Brokerage Services LLC. Previously, Michael was registered with GWFS Equities, Inc., Transamerica Financial Advisors, Inc, Advisory Group Equity Services Ltd., and PFS Investments Inc. Michael has Series 6, 7TO, and SIE securities licenses. He is licensed in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
11/28/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
CO
01/06/2020 - 08/03/2022
GWFS EQUITIES, INC. (GREENWOOD VILLAGE CO)
MA
04/25/2016 - 11/13/2018
TRANSAMERICA FINANCIAL ADVISORS, INC (BRAINTREE MA)
RI
01/02/2015 - 11/05/2015
ADVISORY GROUP EQUITY SERVICES LTD. (Woonsocket RI)
RI
06/27/2007 - 03/25/2013
PFS INVESTMENTS INC. (EAST GREENWICH RI)
BC
Issued 05/15/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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