Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hopper is a financial advisor with over 15 years of experience in the industry. Michael has a Series 6, 7, 63, and 65 license. Michael is currently registered with Wells Fargo Clearing Services, LLC. Michael has previously been affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and BBVA Securities Inc.. Michael specializes in providing financial advice to high-net-worth individuals, corporations, and other businesses. Michael also offers financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
11/04/2015 - Present
Wells Fargo Clearing Services, LLC (HOUSTON TX)
TX
04/09/2015 - 10/30/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
05/16/2013 - 04/13/2015
BBVA SECURITIES INC. (SUGAR LAND TX)
TX
10/15/2009 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (SUGAR LAND TX)
TX
06/12/2008 - 09/15/2009
METLIFE SECURITIES INC. (HOUSTON TX)
IA
Issued 11/21/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2012
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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