Unclaimed
Michael Hambrock is a financial advisor who has been active in the industry since January 20, 1986. Michael is currently registered with &partners, and has been associated with the firm since May 3, 2024. Michael was previously registered with Wells Fargo Advisors Financial Network, LLC and Wells Fargo Clearing Services, LLC. Michael holds licenses for Series 66, Series 63, Series 10, Series 9, Series 7, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Portfolio manager selection, furnish advice not involving securities, research report services, 1042 portfolio construction
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Trans fee, service charges; 12b-1; money market trls; bdsp
1
2
TN
05/03/2024 - Present
&partners (NASHVILLE TN)
IN
02/17/2022 - 05/13/2024
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (TERRE HAUTE IN)
IN
01/01/2008 - 02/17/2022
WELLS FARGO CLEARING SERVICES, LLC (TERRE HAUTE IN)
IN
01/21/1986 - 01/03/2008
A. G. EDWARDS & SONS, INC. (TERRE HAUTE IN)
BOTH
Issued 06/29/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/18/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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