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Michael Haines Finnell

Invicta Capital LLC

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About Michael Haines Finnell

Michael Haines Finnell is a financial professional with over 35 years of experience in the industry. Michael is currently registered with Invicta Capital LLC. Michael has previously been registered with several other firms, including Hudson Partners Securities LLC, MIT Associates, LLC, LIABSOL INC., BEAR, STEARNS & CO. INC., ING BARINGS LLC, and UBS Securities LLC. Michael holds several professional licenses, including Series 7, Series 24, Series 63, and SIE. Michael is currently registered in Connecticut.

Firm Information

Michael Finnell is currently registered with Invicta Capital LLC. Invicta Capital LLC is a Limited Liability Company formed in 2010. The firm is registered in 31 states and has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Finnell’s Registration & Firm History

PA

01/03/2024 - Present

Invicta Capital LLC (OAKMONT PA)

CT

03/02/2011 - 12/08/2023

HUDSON PARTNERS SECURITIES LLC (GREENWICH CT)

CT

12/18/2002 - 05/06/2019

MIT ASSOCIATES, LLC (STAMFORD CT)

NY

09/09/2008 - 05/17/2010

LIABSOL INC. (NEW YORK NY)

NY

12/15/1999 - 11/07/2001

BEAR, STEARNS & CO. INC. (NEW YORK NY)

NY

02/10/1998 - 12/17/1999

ING BARINGS LLC (NEW YORK NY)

NY

05/20/1986 - 12/03/1997

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/22/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/1986

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Haines Finnell.
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