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Michael H. Simms

Capital Markets IQ, LLC

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About Michael H. Simms

Michael Simms is an investment advisor representative, registered with Capital Markets IQ, LLC. Michael's experience in the financial services industry spans over a decade. Michael has held previous roles with Invest Financial Corporation and The O.N. Equity Sales Company. Michael is also a registered investment advisor with the state of Florida and is licensed in Texas. Michael has experience in a range of financial services including financial planning, business consulting, portfolio management for individuals and businesses, and educational seminars.

Firm Information

Michael Simms is currently registered with Capital Markets IQ, LLC. Capital Markets IQ, LLC is an investment advisor headquartered in . They have a total of 21 investment adviser representatives and 8 licensed agents. The firm manages approximately $392,299,624 in regulatory assets under management, primarily for high-net-worth individuals, pension and profit-sharing plans, corporations or other businesses, and individuals other than high-net-worth individuals. Their services include financial planning, educational seminars, selection of other advisers, portfolio management for businesses and individuals, and business consulting.

$392.30M

Assets Under Management

Not reported

Total Clients

20

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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business consulting

Business consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Simms’s Registration & Firm History

FL

07/31/2023 - Present

Capital Markets IQ, LLC (Palm Beach Gardens FL)

FL

06/20/2013 - 06/16/2016

INVEST FINANCIAL CORPORATION (PALM BEACH GARDENS FL)

FL

05/29/2012 - 02/19/2013

THE O.N. EQUITY SALES COMPANY (JUPITER FL)

FL

03/01/2010 - 04/17/2012

METLIFE SECURITIES INC. (WEST PALM BEACH FL)

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Licenses & Designations

IA

Issued 07/01/2016

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 06/16/2016

SIE - Securities Industry Essentials Examination

BC

Issued 02/26/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael H. Simms.
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