Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Legette is a financial advisor with Charles Schwab & CO., Inc. Michael has been in the financial services industry since 2000. Michael's background includes experience at firms like TD Ameritrade, Inc., Scottrade, Inc., PFS INVESTMENTS INC., and Edward Jones. Michael holds the Series 7, Series 24, Series 31, Series 63 and Series 65 securities licenses. Michael is currently registered as an investment advisor representative in North Carolina and a broker in 27 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
NC
08/14/2023 - Present
Charles Schwab & CO., Inc. (Cary NC)
NC
02/26/2018 - 09/01/2023
TD AMERITRADE, INC. (CARY NC)
NC
03/16/2017 - 02/26/2018
SCOTTRADE, INC. (DURHAM NC)
NC
11/25/2016 - 03/20/2017
PFS INVESTMENTS INC. (RALEIGH NC)
IL
04/07/2014 - 12/16/2014
INSIGHT SECURITIES, INC. (HIGHLAND PARK IL)
NY
04/07/2014 - 04/17/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/11/2010 - 04/17/2014
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NC
07/20/2009 - 01/26/2010
EDWARD JONES (ROCKY MOUNT NC)
NY
12/11/2007 - 04/21/2009
HSBC SECURITIES (USA) INC. (ROCHESTER NY)
NY
04/02/2007 - 09/05/2007
MORGAN STANLEY & CO., INCORPORATED (ROCHESTER NY)
NY
01/23/2007 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER NY)
NJ
09/09/2005 - 08/15/2006
PERSHING LLC (JERSEY CITY NJ)
NJ
05/01/2003 - 09/09/2005
PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)
NJ
03/15/2001 - 05/01/2003
PERSHING LLC (JERSEY CITY NJ)
NJ
10/26/1998 - 11/16/2000
DLJDIRECT INC. (JERSEY CITY NJ)
NJ
05/27/1997 - 11/09/1998
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
MA
01/17/1996 - 09/20/1996
SELIGMAN ADVISORS, INC. (BOSTON MA)
NY
12/05/1994 - 02/27/1995
CS FIRST BOSTON CORPORATION (NEW YORK NY)
IA
Issued 03/12/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/21/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 12/04/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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