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Michael H Graham

Brookwood Associates, LLC

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About Michael H Graham

Michael Graham is a registered representative with Brookwood Associates, LLC. Michael has been in the financial industry since March 13, 2012. Michael holds Series 7, Series 79TO and SIE licenses. Michael has a previous registration with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael's office is located in Atlanta, GA.

Firm Information

Michael Graham is currently registered with Brookwood Associates, LLC. Brookwood Associates, LLC is a Limited Liability Company formed in September 2000. The firm is registered in Georgia, North Carolina, and Texas. It also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

5

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Graham’s Registration & Firm History

GA

11/09/2022 - Present

Brookwood Associates, LLC (ATLANTA GA)

SC

03/13/2012 - 06/11/2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MT. PLEASANT SC)

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Licenses & Designations

BC

Issued 11/09/2022

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 09/20/2022

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael H Graham.
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