Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael H. Feldman is a registered representative with Franklin Distributors, LLC. Michael has been in the securities industry since June 24, 2009, and has a current registration with FINRA. Michael has passed the Series 7, Series 63, and Series 87 exams. Michael previously worked at Instinet, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/29/2018 - Present
Franklin Distributors, LLC (NEW YORK NY)
NY
10/18/2017 - 09/28/2018
INSTINET, LLC (NEW YORK NY)
NY
03/28/2014 - 10/18/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
05/05/2009 - 03/07/2014
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
BC
Issued 05/16/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/28/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2014
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/04/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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