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Michael H Drummey

Mizuho Securities USA LLC

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About Michael H Drummey

Michael Drummey is a securities professional with over 28 years of experience in the industry. Michael currently works for Mizuho Securities USA LLC. Prior to joining Mizuho Securities USA LLC, Michael worked for Bank of America Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, RBC Capital Markets, LLC, Sherwood Securities Corp. and National Discount Brokers. Michael has a broad range of experience in the financial services industry, and is licensed to sell securities in all 50 states.

Firm Information

Michael Drummey is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Drummey’s Registration & Firm History

NY

08/28/2019 - Present

Mizuho Securities USA LLC (NEW YORK NY)

NY

05/10/2019 - 08/19/2019

BOFA SECURITIES, INC. (NEW YORK NY)

NY

08/23/2012 - 05/10/2019

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/15/2010 - 06/29/2012

RBC CAPITAL MARKETS, LLC (NEW YORK NY)

NY

07/01/1997 - 06/14/2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/05/1996 - 05/05/1997

SHERWOOD SECURITIES CORP. (NEW YORK NY)

NE

08/12/1994 - 01/04/1996

NATIONAL DISCOUNT BROKERS (OMAHA NE)

NY

05/04/1993 - 07/15/1993

L.C. WEGARD & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/06/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/30/1995

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/10/1998

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 05/03/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael H Drummey.
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