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Michael H Cao

Truist Investment Services, Inc.

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About Michael H Cao

Michael Cao is a financial professional with over 13 years of experience in the industry. Michael is currently registered with Truist Investment Services, Inc. and has previously been registered with BB&T Securities, LLC, BB&T Investment Services, Inc., LPL Financial LLC, Wells Fargo Advisors, LLC and First Clearing, LLC. Michael holds Series 7, Series 24, Series 52TO, Series 53, and Series 63 licenses and is registered in South Carolina.

Firm Information

Michael Cao is currently registered with Truist Investment Services, Inc.. Truist Investment Services, Inc. is a corporation formed on November 27, 1985. It is registered with the SEC and in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

162

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Cao’s Registration & Firm History

NC

02/17/2021 - Present

Truist Investment Services, Inc. (CHARLOTTE NC)

NC

01/02/2018 - 02/17/2021

BB&T SECURITIES, LLC (CHARLOTTE NC)

NC

03/27/2017 - 01/02/2018

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

SC

07/08/2014 - 04/11/2017

LPL FINANCIAL LLC (FORT MILL SC)

NC

01/27/2012 - 07/14/2014

WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)

NC

02/03/2010 - 01/20/2012

BB&T INVESTMENT SERVICES, INC. (CHARLOTTE NC)

MO

04/08/2009 - 02/01/2010

FIRST CLEARING, LLC (ST. LOUIS MO)

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Licenses & Designations

BC

Issued 04/24/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/28/2015

Series 53 - Municipal Securities Principal Examination

BC

Issued 12/03/2014

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/07/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael H Cao.
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