Unclaimed
Michael Brown is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Wells Fargo Securities, LLC and holds the Series 63, Series 79 and SIE licenses. Michael is also registered in 53 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/16/2012 - Present
Wells Fargo Securities, LLC (San Francisco CA)
BC
Issued 05/26/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/14/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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