Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Taggart is a financial advisor at UBS Financial Services Inc. Michael has been in the financial services industry since 2012. Michael has a Series 7, Series 10, Series 9, and Series 66 license and is registered in Florida and New York. Michael provides a variety of services including portfolio management for individuals, financial planning, pension consulting, and educational seminars. Michael specializes in retirement planning, investment management, and insurance planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
07/26/2022 - Present
UBS Financial Services Inc. (Miami FL)
NC
09/29/2016 - 10/29/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
08/19/2014 - 09/20/2016
PNC INVESTMENTS (CHARLOTTE NC)
NC
12/12/2013 - 03/20/2014
LINCOLN FINANCIAL DISTRIBUTORS, INC. (GREENSBORO NC)
NC
01/27/2012 - 03/13/2013
EDWARD JONES (ALBEMARLE NC)
BOTH
Issued 02/14/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/26/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/06/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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