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Michael Guida

Cowen AND Co.

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About Michael Guida

Michael Guida is a financial professional with over 9 years of experience in the industry. Michael is currently registered with Cowen And Co. in Summit, NJ and holds the Series 99TO, SIE, and Series 99 licenses. Michael previously worked at J.P. MORGAN SECURITIES LLC and J.P. MORGAN CLEARING CORP.

Firm Information

Michael Guida is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Guida’s Registration & Firm History

NJ

02/23/2022 - Present

Cowen AND Co. (Summit NJ)

NY

10/01/2016 - 02/23/2018

J.P. MORGAN SECURITIES LLC (BROOKLYN NY)

NY

03/11/2013 - 10/01/2016

J.P. MORGAN CLEARING CORP. (BROOKLYN NY)

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Licenses & Designations

BC

Issued 02/22/2022

Series 99TO - Operations Professional Examination

BC

Issued 02/23/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/08/2013

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Guida.
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