Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Griffin has been in the financial industry since 1987. Michael is a registered representative with Cambridge Investment Research Advisors, Inc. Michael has worked with numerous firms throughout their career, including PRUCO SECURITIES, LLC., Signator Investors, Inc., and Transamerica Financial Advisors, Inc. Michael is registered to conduct business in Florida, Idaho, North Carolina, Pennsylvania, South Carolina, and Virginia. Michael's specialties include providing financial planning, pension consulting, educational seminars, and market timing services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
VA
12/14/2021 - Present
Cambridge Investment Research Advisors, Inc. (Richmond VA)
VA
02/26/2018 - 12/15/2021
PRUCO SECURITIES, LLC. (Richmond VA)
VA
05/13/2016 - 02/06/2018
SIGNATOR INVESTORS, INC. (RICHMOND VA)
VA
09/04/2009 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (RICHMOND VA)
VA
06/11/2001 - 09/04/2009
TRANSAMERICA FINANCIAL ADVISORS, INC. (RICHMOND VA)
DE
08/07/1990 - 06/11/2001
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
12/26/1986 - 07/12/1990
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
IA
Issued 10/27/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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