Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gregory Relyea is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has been in the industry since September 1997 and holds Series 63, 65, 7, 9, 10 and 24 licenses. Michael is licensed to provide investment advice in Alabama, Alaska, Arizona, California, Colorado, Connecticut, Delaware, District of Columbia, Florida, Georgia, Hawaii, Illinois, Iowa, Kansas, Maryland, Massachusetts, Minnesota, Missouri, Nevada, New Hampshire, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, South Carolina, South Dakota, Tennessee, Texas, Virginia, Washington, West Virginia and Wisconsin. Michael has been with Merrill Lynch, Pierce, Fenner & Smith Inc. since June 2015. Prior to that, Michael was a financial advisor with Morgan Stanley Smith Barney. Michael also has experience with Morgan Stanley & Co. Incorporated, Ameriprise Financial Services, Inc. and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/09/2015 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOCA RATON FL)
FL
06/01/2009 - 07/09/2015
MORGAN STANLEY (BOCA RATON FL)
FL
02/27/2009 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (BOCA RATON FL)
FL
01/10/2006 - 03/04/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
FL
09/09/1997 - 01/09/2006
AMERIPRISE FINANCIAL SERVICES, INC. (BOYNTON BEACH FL)
MN
09/09/1997 - 01/09/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 09/12/1997
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/08/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/02/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/05/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 09/05/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Michael Relyea is the right advisor for you? Invested Better is here to help.
