Unclaimed
Michael Feduccia has been a financial professional since 1989. He is a Registered Representative and Investment Advisor Representative with LPL Financial LLC. Michael has a diverse background in the financial services industry, having worked with several firms including Raymond James Financial Services, Inc., NBC Securities, Inc., SunTrust Investment Services, Inc. and Wachovia Securities, LLC. Michael holds the Series 7, Series 24, Series 63, and Series 65 licenses. Michael is a Certified Financial Planner. Michael is dedicated to providing personalized financial advice and guidance to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
09/16/2020 - Present
LPL Financial LLC (SARASOTA FL)
FL
05/01/2017 - 09/30/2020
NBC SECURITIES, INC. (SARASOTA FL)
FL
03/25/2010 - 05/08/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (SARASOTA FL)
FL
12/09/2005 - 03/29/2010
SUNTRUST INVESTMENT SERVICES, INC. (BRADENTON FL)
FL
04/23/2005 - 12/06/2005
WACHOVIA SECURITIES, LLC (BRADENTON FL)
AL
01/07/2004 - 04/23/2005
SOUTHTRUST SECURITIES, LLC (BIRMINGHAM AL)
WI
09/06/2002 - 01/15/2004
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
04/01/1998 - 08/28/2002
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
FL
04/18/1994 - 04/01/1998
BARNETT INVESTMENTS, INC. (JACKSONVILLE FL)
WI
08/18/1993 - 04/20/1994
INVEST FINANCIAL CORPORATION (APPLETON WI)
MA
10/24/1991 - 08/24/1993
JMC FINANCIAL CORPORATION (BOSTON MA)
NY
08/20/1990 - 10/11/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/20/1990 - 08/27/1990
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
04/18/1989 - 10/05/1989
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
IA
Issued 07/29/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/1994
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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