Unclaimed
Michael Gregory Davis is a financial advisor with over 20 years of experience in the financial services industry. Michael is currently registered with Vanguard Marketing Corp. in Malvern, Pennsylvania. Michael has a Series 7, Series 31, and Series 66 licenses. Michael has also passed the SIE exam. Michael was previously registered with Dean Witter Reynolds Inc. in Purchase, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
PA
10/13/2000 - Present
Vanguard Marketing Corp. (MALVERN PA)
NY
05/17/1999 - 03/21/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 06/07/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/14/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 05/14/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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