Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gregg Fitzpatrick is a financial advisor with Smbc Nikko Securities America, Inc. Michael has been in the industry since November 17, 2017. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and is Series 63, 7, 79 and SIE licensed. Michael is registered in 51 states. Previous employers include Guggenheim Securities, LLC and Jefferies LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/03/2023 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
05/27/2021 - 03/09/2023
GUGGENHEIM SECURITIES, LLC (NEW YORK NY)
NY
05/23/2018 - 12/03/2020
JEFFERIES LLC (NEW YORK NY)
GA
02/25/2016 - 07/14/2017
SUNTRUST ROBINSON HUMPHREY, INC. (ATLANTA GA)
BC
Issued 04/04/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/25/2016
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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