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Michael Greg Ellman

Tower Principal Markets LLC

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About Michael Greg Ellman

Michael Greg Ellman is a financial professional with over 10 years of experience in the industry. Michael holds the Series 27, Series 99TO, and SIE licenses. Michael is currently registered with Tower Principal Markets LLC and Latour Trading LLC. Michael has previously worked for Interactive Brokers Corp. and Interactive Brokers LLC.

Firm Information

Michael Ellman is currently registered with Tower Principal Markets LLC. Tower Principal Markets LLC is a Limited Liability Company formed in South Carolina on February 24, 2022. The firm is registered with the Securities and Exchange Commission and the state of South Carolina.

Not reported

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Ellman’s Registration & Firm History

SC

04/14/2023 - Present

Tower Principal Markets LLC (MOUNT PLEASANT SC)

CT

05/05/2015 - 10/01/2015

INTERACTIVE BROKERS CORP. (GREENWICH CT)

CT

05/23/2013 - 10/01/2015

INTERACTIVE BROKERS LLC (GREENWICH CT)

NJ

11/24/2008 - 07/31/2009

E*TRADE SECURITIES LLC (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 11/21/2008

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Greg Ellman.
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