Unclaimed
Michael Greg Ellman is a financial professional with over 10 years of experience in the industry. Michael holds the Series 27, Series 99TO, and SIE licenses. Michael is currently registered with Tower Principal Markets LLC and Latour Trading LLC. Michael has previously worked for Interactive Brokers Corp. and Interactive Brokers LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
SC
04/14/2023 - Present
Tower Principal Markets LLC (MOUNT PLEASANT SC)
CT
05/05/2015 - 10/01/2015
INTERACTIVE BROKERS CORP. (GREENWICH CT)
CT
05/23/2013 - 10/01/2015
INTERACTIVE BROKERS LLC (GREENWICH CT)
NJ
11/24/2008 - 07/31/2009
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BC
Issued 11/21/2008
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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