Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Grant Sullivan is a registered representative and investment advisor representative with Principal Securities, Inc.. Michael has been in the industry since October 2015 and has been registered with Principal Securities, Inc. since February 2022. Before Principal Securities, Inc., Michael was associated with MML INVESTORS SERVICES, LLC and MSI FINANCIAL SERVICES, INC.. Michael holds Series 6, 7, 63, and 65 licenses. Michael has a total of 6 approved state registrations and 1 approved IA state registration. Michael is also a licensed insurance agent. Michael offers financial planning, portfolio management for individuals and businesses, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
FL
02/21/2022 - Present
Principal Securities, Inc. (Tampa FL)
FL
03/25/2017 - 01/31/2022
MML INVESTORS SERVICES, LLC (TAMPA FL)
FL
10/15/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (TAMPA FL)
IA
Issued 05/12/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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