Unclaimed
Michael Randolph is a financial advisor with Valic Financial Advisors, Inc. Michael has been a registered representative for over 23 years, with experience in several different financial firms, including Morgan Stanley DW Inc. and LPL Financial Corporation. Michael is a Chartered Financial Consultant and holds multiple licenses and certifications, including the Series 7, 24, 31, 52, 53, 63, and 65 exams. Michael works with high-net-worth individuals, individuals other than high-net-worth, and corporations. Michael has offices located in Nashville, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Recommend wrap accounts to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
01/03/2018 - Present
Valic Financial Advisors, Inc. (NASHVILLE TN)
AL
01/13/2011 - 11/15/2013
CFD INVESTMENTS, INC. (DECATUR AL)
AL
02/24/2009 - 01/05/2011
AVALON INVESTMENT & SECURITIES GROUP, INC. (MUSCLE SHOALS AL)
AL
02/18/2005 - 03/12/2009
LPL FINANCIAL CORPORATION (BIRMINGHAM AL)
NY
12/07/1999 - 02/22/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/06/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 11/03/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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