Unclaimed
Michael Gonzales is a financial professional with over 20 years of experience in the securities industry. Michael currently holds a Series 7, Series 24, Series 52TO, and Series 63 license and is registered with Academy Securities, Inc. Michael has previously been registered with Stiefel, Nicolaus & Company, Incorporated and Citigroup Global Markets Inc. Michael is licensed to provide securities-related services in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/21/2023 - Present
Academy Securities, Inc. (Del Mar CA)
CA
06/08/2022 - 07/06/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (WALNUT CREEK CA)
CA
09/15/2000 - 06/09/2022
CITIGROUP GLOBAL MARKETS INC. (SAN FRANCISCO CA)
BC
Issued 09/25/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/30/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Gonzales is the right advisor for you? Invested Better is here to help.