Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gold is a financial advisor with CWM, LLC. Michael has been in the financial industry for over 20 years and has a strong track record of success. Michael has a strong focus on financial planning, business development, and client service. Michael is also a Certified Financial Planner. Michael has a wide range of experience, having worked previously with firms such as People's Securities, Inc., GFA Securities, LLC, Commonwealth Financial Network, Wachovia Securities, LLC, Ladenburg, Thalmann & Co., Inc., Ladenburg Capital Management Inc., and Morgan Stanley DW Inc. Michael is licensed to provide investment advice in Connecticut and Texas. Michael is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Sub-advisory services for other investment advisory firms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitor fees from other investment advisors
1
2
NE
07/20/2020 - Present
CWM, LLC (OMAHA NE)
NY
11/02/2016 - 07/17/2020
PEOPLE'S SECURITIES, INC. (New York NY)
NY
12/03/2012 - 08/09/2017
GFA SECURITIES, LLC (NEW YORK NY)
NY
05/01/2009 - 12/04/2012
COMMONWEALTH FINANCIAL NETWORK (NEW YORK NY)
NY
07/01/2005 - 10/27/2008
WACHOVIA SECURITIES, LLC (NEW YORK NY)
NY
11/20/2002 - 07/05/2005
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
04/23/2001 - 11/20/2002
LADENBURG CAPITAL MANAGEMENT INC. (BETHPAGE NY)
NY
07/17/2000 - 04/20/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/20/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/14/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/21/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 07/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
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