Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Gogliormella is a registered representative with J.P. Morgan Securities LLC. Michael has been in the financial services industry since 1999. Michael is registered in 53 states for securities and 2 states for investment advisory services. Michael is a principal with J.P. Morgan Securities LLC, having passed the Series 4, 10, 9, 24 and 53 exams. Michael has also passed the Series 7, 31, 52TO and 99TO exams. Michael has been associated with J.P. Morgan Securities LLC since 2020 and prior to that was with AXA Advisors, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
08/13/2020 - Present
J.p. Morgan Securities LLC (WHITE PLAINS NY)
NJ
05/21/1999 - 07/02/2019
AXA ADVISORS, LLC (JERSEY CITY NJ)
NY
05/21/1999 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
NY
04/20/1998 - 10/13/1998
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
12/22/1997 - 02/26/1998
VTR CAPITAL, INC. (NEW YORK NY)
NY
03/17/1997 - 12/23/1997
MONROE PARKER SECURITIES, INC. (PURCHASE NY)
IA
Issued 05/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/27/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/21/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/15/2010
Series 4 - Registered Options Principal Examination
BC
Issued 05/29/2008
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/28/2001
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/14/1998
Series 31 - Futures Managed Funds Examination
BC
Issued 03/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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