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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rowedder is a financial advisor with Raymond James & Associates, Inc. Michael has been working in the financial services industry since 1989. Michael has a variety of experience working with individual and institutional clients. Michael holds the Series 6, 7, 63, and 65 licenses. Michael is registered with the state of Iowa and the state of Colorado.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IA
09/16/2020 - Present
Raymond James & Associates, Inc. (Clive IA)
IA
08/16/2002 - 09/29/2020
RBC CAPITAL MARKETS, LLC (CLIVE IA)
MN
05/29/1992 - 09/05/2002
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
MA
04/18/1989 - 03/10/1990
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
04/18/1989 - 03/10/1990
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 08/26/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/22/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/1992
Series 7 - General Securities Representative Examination
BC
Issued 04/17/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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