Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Glen Fields is an investment advisor representative with Raymond James Financial Services Advisors, Inc. Michael has been working in the financial services industry since March 28, 1994. Michael is registered with the state of Georgia as an investment advisor representative. Michael's previous experience includes working at PARK AVENUE SECURITIES LLC, LPL FINANCIAL LLC, RAYMOND JAMES FINANCIAL SERVICES, INC., WACHOVIA SECURITIES, LLC, MORGAN STANLEY DW INC., and INTERSTATE/JOHNSON LANE CORPORATION. Michael is a member of the Cartersville Building Authority, the Cartersville Development Authority, and the Heritage Baptist Church Advisory Board. Michael is also a partner in RTC Holdings. Michael holds Series 7, Series 9, Series 10, Series 31, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
GA
02/20/2023 - Present
Raymond James Financial Services Advisors, Inc. (Cartersville GA)
GA
08/05/2016 - 02/22/2023
PARK AVENUE SECURITIES LLC (CARTERSVILLE GA)
GA
01/06/2014 - 08/11/2016
LPL FINANCIAL LLC (CARTERSVILLE GA)
GA
01/23/2007 - 01/06/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (CARTERSVILLE GA)
GA
06/07/2002 - 01/23/2007
WACHOVIA SECURITIES, LLC (CARTERSVILLE GA)
NY
02/02/1998 - 06/05/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
NC
03/28/1994 - 02/20/1998
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
IA
Issued 05/03/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/04/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/13/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1997
Series 31 - Futures Managed Funds Examination
BC
Issued 03/25/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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